Rosenblatt Law
Regulatory Risk Consulting and Investigations
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Regulatory advice that works in practice
Regulatory problems rarely fit neatly within a single legal, compliance or  
operational discipline. Securing a licence may require a new governance and 
operating model. An investigation may expose wider weaknesses in systems 
and controls. Regulatory change may affect products, customers, technology, 
capital allocation and commercial strategy.
Our team brings together regulatory, legal, operational and investigative  
expertise to address the full problem. We advise on the interpretation of  
regulatory requirements, but also on how those requirements affect the way  
an organisation is structured, governed and operated.
Our experience spans banks, investment and wealth managers, insurers,  
payment institutions, fintechs, digital-asset businesses and other regulated 
or regulation-sensitive organisations. We also advise private equity firms and 
other investors assessing, acquiring or developing regulated businesses.
Experience of firms, regulators and governments
Our advisers have held senior roles within regulated institutions, consulting 
firms and public authorities. We have undertaken investigations, independent 
reviews and thematic work on behalf of regulators and have supported  
governments through regulatory reform and international evaluation.
This experience gives us a practical understanding of how regulators assess 
risk, governance, evidence and accountability and of the commercial and  
operational realities facing the organisations they supervise.
Rosenblatt Law
Regulatory Risk Consulting and Investigations
This was a sensitive and complex 
matter involving several  
jurisdictions and professional 
advisers. They brought the work 
together, kept it focused and gave 
senior management confidence in 
the conclusions.” 
CEO, European Bank
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