Rosenblatt Law
Regulatory Risk Consulting and Investigations
10 
11 
Government and  
regulatory advisory
We work with governments, regulators, central banks and public bodies to  
develop effective regulatory frameworks, supervisory strategies and  
policy responses.
Our advisers combine experience of regulated institutions with direct  
experience of regulatory and public-sector work. We understand the  
challenges involved in turning policy objectives and international standards 
into rules, supervisory methods and institutional arrangements that work  
in practice.
Our experience includes:
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	Regulatory and legislative framework design
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	Supervisory strategy and methodology
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	Thematic and sector-wide reviews
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	Institutional capacity building
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	Implementation of international standards
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	FATF and other international evaluations
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	National action plans and post-evaluation remediation
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	Public-private and inter-agency collaboration
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	Policy relating to digital assets and emerging technology
Licensing and  
permissions
We advise financial institutions, investors and businesses entering regulated 
markets on securing the approvals required to establish, acquire and grow 
regulated businesses.
Our work begins with determining whether authorisation is required and  
identifying the appropriate regulatory model. We then support clients in  
developing the business plan, governance, operating model, systems and  
controls needed to support the application and subsequent operation of  
the business.
Our experience includes:
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	Banking, investment, wealth-management, payments, insurance and  
	
	crypto asset authorisations
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	Regulatory business plans and operating models
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	Changes in control and regulatory transaction support
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	Variations of permission
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	Senior-manager and individual approvals
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	Regulatory due diligence
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	Authorisation readiness and mock regulatory interviews
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	Regulatory engagement throughout the application process
 

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